236 Regulatory Compliance jobs in Saudi Arabia

About HSBC:

HSBC Saudi Arabia provides investment banking services to the full spectrum of corporate and institutional clients in both the private and government sectors, including public companies; private companies and establishments; funds; government agencies; and family businesses and offices.

Main Responsibilities for the role:

• Support the implementation and monitoring of Compliance policies, procedures.
• Monitor CMA and Tadawul Regulatory updates and support necessary changes to internal policies and communications.
• Assist in compliance reviews, reporting, and maintenance of records.
• Support monitoring of Personal Account Dealing activities.
• Assist in providing compliance support to the business, including training and regulator requests.

Arthur Lawrence is urgently looking for a Senior Regulatory Compliance Manager for a client in Riyadh, KSA.

• Kindly review the Job requirements below.

Your immediate application will enable us to place you successfully.

Must-Have : 10+ years of experience in a regulatory compliance, legal, or risk management role within financial services or fintech.

Strong knowledge of Saudi financial regulatory frameworks (SAMA), particularly Consumer Protection regulations.

Experience working closely with product, engineering, and legal teams in a fast-paced, agile environment.

Proven ability to interpret regulatory requirements and design practical compliance solutions.

Excellent communication and stakeholder management skills, including experience interfacing with regulators or banking partners.

Ability to work independently, make sound decisions, and manage competing priorities.

Nice to have : Bachelors degree in Business Administration, Law, Finance, or Accounting Certifications in CRCM, CAMS, CRCMP, or PMP preferred About Us : Arthur Lawrence is a management and technology consulting firm providing enterprise-wide business transformation and business applications implementation services.

Our in-depth technical knowledge and broad experience of working with world-class companies enables organizations to leverage our capabilities in developing winning strategies and cost-effective solutions.

We are an UN Women Empowerment Principal Signatory and are certified from National Minority Supplier Development Council.

Acknowledgements from Industry Peers : Winner of Entrepreneur 360 Award (2019).

IAOP Award; Ranked in top 100 internationally.

Arthur Lawrence ranked within the Inc 5000 twice in 2016 and 2017 as one of the fastest.

Growing companies of America.

Named one of the top ten fastest growing businesses in Houston in 2016.

Ranked 25th in the HBJ s Fast 100 Private Companies Award in 2017.

Our Seven Pillars : We rely on the seven core values that we believe enable us to deliver quality for our consultants and clients : Education, Integrity, Value Creation, Collaboration, Best Client, Best People and Stewardship Through strict adherence to these core values, we have achieved success beyond all documented forecasts and anticipation.

Arthur Lawrence is urgently looking for a Senior Regulatory Compliance Manager for a client in Riyadh, KSA.

• Kindly review the Job requirements below.

Your immediate application will enable us to place you successfully.

Must-Have : 10+ years of experience in a regulatory compliance, legal, or risk management role within financial services or fintech.

Strong knowledge of Saudi financial regulatory frameworks (SAMA), particularly Consumer Protection regulations.

Experience working closely with product, engineering, and legal teams in a fast-paced, agile environment.

Proven ability to interpret regulatory requirements and design practical compliance solutions.

Excellent communication and stakeholder management skills, including experience interfacing with regulators or banking partners.

Ability to work independently, make sound decisions, and manage competing priorities.

Nice to have : Bachelors degree in Business Administration, Law, Finance, or Accounting Certifications in CRCM, CAMS, CRCMP, or PMP preferred About Us : Arthur Lawrence is a management and technology consulting firm providing enterprise-wide business transformation and business applications implementation services.

Our in-depth technical knowledge and broad experience of working with world-class companies enables organizations to leverage our capabilities in developing winning strategies and cost-effective solutions.

We are an UN Women Empowerment Principal Signatory and are certified from National Minority Supplier Development Council.

Acknowledgements from Industry Peers : Winner of Entrepreneur 360 Award (2019).

IAOP Award; Ranked in top 100 internationally.

Arthur Lawrence ranked within the Inc 5000 twice in 2016 and 2017 as one of the fastest.

Growing companies of America.

Named one of the top ten fastest growing businesses in Houston in 2016.

Ranked 25th in the HBJ s Fast 100 Private Companies Award in 2017.

Our Seven Pillars : We rely on the seven core values that we believe enable us to deliver quality for our consultants and clients : Education, Integrity, Value Creation, Collaboration, Best Client, Best People and Stewardship Through strict adherence to these core values, we have achieved success beyond all documented forecasts and anticipation.

Job Description & Accountabilities:

• Senior Manager Regulatory Compliance leads a small group of compliance professionals for Retail Banking Group Compliance areas. This role plans, implements and follows up on Compliance issues is typically the content expert for his area of responsibility.
• This role is responsible for all testing and monitoring mandated under the Compliance control. He/she will also suggest appropriate areas (identified through their testing and monitoring process) to address in order to prevent further breaches of SAMA rules, policies and external regulations and to ensure implementing the controls in the right methods.
• This role is a senior professional with significant compliance and people management capabilities. This position reports directly to the Head of Regulatory Compliance.
• Enhances the effectiveness of the compliance risk by arranging risk assessments and identifies controls in place to mitigate identified risks.
• Works closely with the Businesses on new, existing services, products to analyze the risk elements and advise them on any actions needed.
• Promptly reports any suspicious activity and issues in due diligence standards to the Head of Compliance.
• Supports the Manager in any ad-hoc projects to promote the compliance culture within the BSF, during inspection visits (internal and external) to the bank or to fulfil any compliance reporting requirement from the senior management.
• Responsible to entertain the Internal and External Auditors and the regulator's Inspectors professionally and tactfully during their inspection visits.
• Provides direction, guidance to his team on delivering the department's responsibilities and arranges appropriate control self-assessment meetings and trainings for Compliance team.
• Ensures that all testing and monitoring are undertaken effectively and ensures all reports are submitted complete, accurately and on time.
• Develops and maintains comprehensive procedures to avoid any misunderstanding for the staff members involved.
• Responsible for keeping detailed records of all compliance testing and reviews, and provides timely and professional responses to all requests.
• Supervises Compliance officers work closely with the Businesses on new and existing services and products to analyze the risk elements and advises them on any actions needed.
• Ensures that all BSF standards and requirements are met by each member of the department.
• Reviewing related policies and procedures, documents, agreements, forms, terms and conditions, marketing materials and contracts.
• Provide advice to business line from regulatory prospective.
• Validating implementation of related SAMA circulars and collected evidences as per compliance procedure manual.

Position Overview

Our holding company is a diversified conglomerate with a portfolio of subsidiaries across multiple industries. We are seeking a strategic and diligent Legal Governance and Regulatory Compliance Manager to serve as a cornerstone of our corporate integrity and risk management framework.

This role is pivotal in developing, implementing, and overseeing the corporate governance and regulatory compliance programs across the entire group of companies. The successful candidate will act as a central hub of expertise, providing guidance and support to our subsidiaries to ensure they operate within legal boundaries and adhere to the highest standards of ethical conduct and corporate governance.

Key Responsibilities:

• Develop, implement, and maintain robust corporate governance policies, charters, and frameworks for the holding company and its subsidiaries.
• Advise the Board of Directors and subsidiary boards on corporate governance best practices, fiduciary duties, and regulatory responsibilities.
• Manage the schedule for board and committee meetings, prepare agendas, and ensure accurate minute-taking and follow-up on action items.
• Ensure compliance with relevant corporate laws and governance regulations in all jurisdictions of operation.
• Design and implement a group-wide compliance management system (CMS) to proactively identify, assess, monitor, and mitigate regulatory risks.
• Continuously monitor the regulatory landscape for new and amended laws, regulations, and standards that impact the group's diverse operations (e.g., anti-corruption, antitrust, data privacy, sector-specific regulations).
• Translate complex regulatory requirements into clear, actionable policies and procedures tailored for various subsidiaries.
• Conduct regular compliance audits and risk assessments across subsidiaries and report findings to senior management.
• Serve as the primary point of contact and subject-matter expert for subsidiary legal, compliance, and management teams.
• Facilitate group-wide training and awareness programs on governance, compliance, and ethics.
• Monitor and report on subsidiary adherence to group-wide policies, escalating critical issues to holding company leadership.
• Foster a unified culture of compliance and integrity throughout the organization.
• Develop and maintain key group-wide policies, including the Code of Conduct, Whistleblowing Policy, and Anti-Bribery and Corruption Policy.
• Manage the group's whistleblowing and reporting channels, ensuring all concerns are investigated appropriately and confidentially.
• Prepare and present regular reports to executive management and the board on the status of the governance and compliance program, key risks, and mitigation efforts.

Essential Qualifications:

• Bachelor's degree in Law (LLB) from a recognized institution. A master's degree (LLM) in Commercial Law, Corporate Law, or a related field is a strong advantage.
• Professional certification in compliance (e.g., ICA International Diploma, CCEP) is highly desirable.
• Minimum of 8-10 years of progressive experience in corporate governance, legal, and compliance roles, with at least 3-5 years in a management or advisory capacity.
• Proven experience working within a holding company structure or a large multinational with multiple, distinct business units is essential.
• In-depth knowledge of corporate law, company regulations, and governance codes relevant to the operating regions.
• Demonstrable experience in developing and implementing corporate governance frameworks and compliance programs from the ground up.
• Strong risk assessment skills with the ability to design and execute effective monitoring and audit plans.
• Superior ability to influence and gain buy-in from subsidiary leadership and stakeholders without direct managerial authority. This is a non-negotiable skill for a holding company role.
• Flawless verbal and written communication skills, with the talent to distill complex legal concepts into clear, actionable guidance for non-lawyers.
• A collaborative and service-oriented mindset, acting as a trusted business partner and advisor to subsidiary teams.
• A proactive, hands-on approach to problem-solving and the ability to anticipate and mitigate risks before they materialize.
• The highest ethical standards and the discretion to handle sensitive and confidential information.

This role is strategically positioned at the holding company level to provide centralized expertise and ensure cohesive governance. It is critical for:

• Establishing Consistency:
  Creating a unified standard for governance and compliance across all subsidiaries, ensuring each meets the holding company's benchmark for integrity and risk management.
• Providing Centralized Expertise:
  Acting as a dedicated center of excellence, providing specialized guidance that would be cost-prohibitive for individual subsidiaries to maintain independently.
• Enabling Effective Oversight:
  Giving the holding company's leadership and board clear visibility into the compliance health and governance practices of its investments.
• Driving Efficiency & Knowledge Sharing:
  Capturing and disseminating best practices across the entire group, elevating the performance and compliance maturity of all portfolio companies.
• Ensuring Strategic Alignment:
  Guaranteeing that all subsidiaries' operations and strategic decisions are aligned with the core values, risk appetite, and legal obligations of the holding company.

Company Description

DR SULTAN Professional Consultation Co., headquartered in Riyadh, Kingdom of Saudi Arabia, is dedicated to empowering businesses to meet their financial and compliance obligations with confidence and precision. Our expert team provides tailored solutions across various domains, including Zakat and tax compliance, financial advisory, management consulting, internal audit, anti-money laundering, risk management, and economic advisory. With deep expertise in local and global regulations, we are a trusted partner in achieving financial transparency and compliance for our clients.

Role Description

This is a full-time on-site role for a Legal Compliance Specialist based in Riyadh, Saudi Arabia. The Legal Compliance Specialist will be responsible for ensuring adherence to regulatory and legal standards, conducting compliance assessments, developing and implementing compliance programs, and providing legal guidance on compliance matters. Daily tasks include monitoring and reporting on compliance issues, conducting risk assessments, collaborating with internal and external stakeholders, and staying updated on relevant laws and regulations.

Qualifications

• Expertise in Law and Legal Compliance
• Experience in Compliance Management and Regulatory Compliance
• Strong Analytical Skills
• Excellent understanding of local and global regulations
• Strong written and verbal communication skills
• Ability to work independently and manage multiple tasks efficiently
• Bachelor's degree in Law, Compliance, or related field
• Professional certifications in compliance or legal fields are a plus

Job Purpose
Provide strategic leadership and oversight for SOPC's legal compliance and legislative affairs. The Director ensures full alignment with all applicable laws, regulatory frameworks, and national legal obligations, while safeguarding the organization against legal risk. This role leads the development and implementation of legal policies, accountability frameworks, and legislative audit mechanisms. The Director also drives legal awareness, risk mitigation strategies, and cross-functional alignment with SOPC's compliance goals.

Job Specific Accountabilities
Strategic Legal Compliance & Policy Oversight
Lead the formulation and continual review of SOPC's legal policies to reflect current legislation, emerging regulatory requirements, and global best practices.

Ensure the legal compliance framework is embedded across departments, with clearly defined ownership and accountability for adherence.

Monitor new or amended legislation, assess organizational impact, and provide proactive strategic guidance to executive leadership.

Oversee the internal development of legal procedures and compliance protocols aligned with the committee's strategic goals and Olympic/Paralympic standards.

Legislative Risk Management & Governance
Identify, assess, and mitigate legal risks associated with non-compliance, regulatory change, or policy gaps.

Lead periodic legislative compliance reviews, audits, and gap analyses, ensuring timely resolution of compliance issues and transparent reporting.

Represent SOPC in legal and regulatory engagements with government bodies, legal institutions, and other stakeholders to protect organizational interests.

Advise the Senior Director on emerging legal risks and recommend risk controls or changes to organizational processes.

Stakeholder Engagement & Institutional Representation
Build and maintain trusted relationships with regulatory authorities, ministries, and Olympic/Paralympic legal governance entities.

Monitor legislative responses or legal submissions required by the government or oversight bodies on behalf of SOPC.

Ensure legal alignment with national sports law developments, Olympic Charter implications, and related national frameworks.

Legal Training, Awareness & Reporting
Oversee the design and rollout of legal awareness campaigns and training programs targeting executives, managers, and operational teams.

Ensure effective communication of compliance policies across the organization through user-friendly materials and accessible channels.

Review and approve departmental reporting on compliance performance, risk assessments, and policy impact studies.

Coordinate cross-functional legal initiatives and projects with other Legal Affairs branches (e.g., Advisory, Litigation) to ensure integrated service delivery.

Head Legal & Compliance Kingdom of Saudi and Gulf

The Head Legal & Compliance Kingdom of Saudi and Gulf will drive legal and compliance excellence at country level, through directly leading and supervising legal and compliance work and guidance in alignment with the strategy of the local business and the functional Legal & Compliance priorities.

Major Accountabilities

• Adopt a pro-active, business focused approach by:
  • Serving as single point of contact for all Legal & Compliance tasks in Gulf and Kingdom of Saudi Arabia including coordinating data privacy, antitrust, intellectual property topics with Global Leads and Teams.
  • Providing Legal & Compliance advice and determining appropriate actions/ processes in line with local strategy, local legal trends and legislation changes.
  • Managing matters and litigation (legislative matters, antibribery, unfair competition and anti-trust, labour etc.)
  • Negotiating, drafting and management of commercial agreements (focusing on sell side)
  • Managing Legal & Compliance reporting, monitoring & training, incl. transparency reporting, dawn-raid training.
  • Supporting enterprise risk management, third party risk management, contract management, risk assessment management, contract management and CORE etc.
  • Ensuring timely and high-quality analysis of legislation, legislation drafts and their potential impact on the Sandoz META Export business processes
• As a member of the Country Leadership Team, pro-actively contribute to strategy and business discussions, decisions, and outcomes.
• Consistently explore opportunities to improve and strengthen the culture of compliance, looking for ways of addressing risks in an efficient and agile manner.
• Support investigations conducted by authorities, Corporate Security and Speak-Up on legal and compliance issues.
• Responsible for anticipating, identifying and analysing legal issues and the development of legal strategies and solutions. Continuously monitor developments in the business, local market and legal/regulatory regime to adequately assess legal risks and opportunities for Sandoz and propose concrete actions to mitigate risks and exploit opportunities.
• Ensure local management team is made aware of Group-wide norms, including policies, and are taking action to implement the same in their businesses. Oversee adjustment of all such norms, where required, to reflect local law and regulation.
• Ensure training is provided to management and associates in the areas of the law presenting the greatest risk locally.
• Act as a business partner in all actions relating to Sandoz’s contractual negotiations, compliance and statutory obligations; relating to the ownership, control and protection of inventions and confidential business information, reviewing, drafting and negotiating all legal business issues regarding Sandoz’s research collaborations, licensing activities and other significant transactions.
• Handle legal issues related to business development, labour law and corporate governance. Negotiate and draft distribution agreements, licensing agreements, promotion agreements, services agreements, acquisition and/or divestment agreements.

Key Performance Indicators

• Internal stakeholder satisfaction with amount, appropriateness, and timeliness of legal support provided (i.e pragmatic and principled, reliable, fast, customer oriented)
• Strong, collaborative leadership displayed, influencing outside area of direct responsibility with business acumen and excellent communication
• Successful enforcement/defence of contracts within Gulf and KSA
• Full integration into the respective leadership teams and strong collaboration with key stakeholders
• Strong cross-functional collaboration
• No major compliance/regulatory issue
• Successful outcomes to significant investigations & litigations
• Law school graduate & bar qualification (admitted to practice law in a jurisdiction)
• Fluency in written and spoken English and Arabic essential.
• 10 years post qualification experience required: ideally gained within a healthcare / pharmaceutical environment, and/or, with a top-tier law firm representing healthcare.
• Experience in Saudi Arabia and Gulf is preferable
• Experience in managing Legal & Compliance teams, work and projects
• Ability to work independently with minimum supervision.
• Ability to analyse complex legal and compliance issues.
• Strong verbal & written communication skills; together with a high ability to influence and negotiate.
• Proven ability to deal positively when working within tight time pressures & demanding clients.
• Financial/business acumen and business partnering skills
• Demonstrate professional & culturally sensitive work ethics
• Change agility and resilience
• Strong analytical and organisational skills.
• Proven ability to proactively provide insightful and timely legal support to stakeholders across a functionally and geographically dispersed organisation.
• Results oriented mentality i.e. “ability to get things done” avoiding legal “over engineering” while safeguarding Sandoz rights.
• Ability to question and improve the status quo.
• Ability to set priorities and manage a wide ranging workload.

Why Sandoz?

Generic and Biosimilar medicines are the backbone of the global medicines industry. Sandoz, a leader in this sector, provided more than 900 million patient treatments across 100+ countries in 2024 and while we are proud of this achievement, we have an ambition to do more!

With investments in new development capabilities, production sites, new acquisitions, and partnerships, we have the opportunity to shape the future of Sandoz and help more patients gain access to low-cost, high-quality medicines, sustainably.

Our momentum is powered by an open, collaborative culture driven by our talented and ambitious colleagues, who, in return for applying their skills, experience an agile and collegiate environment with impactful, flexible-hybrid careers, where diversity is welcomed and where personal growth is supported!

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